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SEC Charges Long Island Investment Professional In $8 ... SEC Charges Long Island Investment Professional in $8 Million Scam Targeting Long-Standing Brokerage Customers 05/30/2018 04:05 PM EDT The Securities and Exchange Commission today charged a former registered representative with defrauding long-standing brokerage customers in an $8 million investment scam. NASD Fines Long Island Brokerage Firm David Lerner Assoc ...
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